• Have You Given Enough to the Financial Services Industry?
  For too long and for too many consumers there has been a presumption that personal finance is too complex. Instead of relying on self-education and skepticism, many just trust industry representatives to do the right thing for them.
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• Are Your Best Interests the Same as the Financial Services Industry? - Financial Advisors, Investment Counselors, and the Fi...
  Are Your Best Interests the Same as the Financial Services Industry? - Financial Advisors, Investment Counselors, and the Financial Industry - Financial Articles, The financial services industry is not your financial partner nor your investment partner not matter what you are told by their sales agents. Overwhelmingly, the financial services industry views individual investors as a profit center. Develop your own financial knowledge and skills. Never trust blindly. Always verify. Here there be many silk and woolen dragons.
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• aTrader.com The premier source for financial information, investing financial news, industry trends, analysis, rankings and ...
  Investing financial information from aTrader.com The premier source for financial information, investing financial news, industry trends, analysis, rankings and much more.
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• Does it matter how financial planners and investment advisors are paid? - Financial Advisors, Investment Counselors, and the...
  Does it matter how financial planners and investment advisors are paid? - Financial Advisors, Investment Counselors, and the Financial Industry > Payment of Investment Advisors, Financial Planners, and Investment Counselors - Financial Articles, Yes, it can matter significantly how an advisor is paid. The heart of the compensation issue is an advisor’s potential “conflict of interest” with respect to payments from third parties. If an advisor works on sales commissions or accepts other third party payments, will he still provide the best recommendations based solely on the client’s best interests
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• ExecPlan, The Single Financial Planning Program That Does It All
  The Sawhney Group has been a leader in developing products and applications in the financial services industry, telecommunication services industry and providing management consulting services since 1976
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• Fee-only financial planner and investment advisor groups - Financial Advisors, Investment Counselors, and the Financial Indu...
  Fee-only financial planner and investment advisor groups - Financial Advisors, Investment Counselors, and the Financial Industry > Payment of Investment Advisors, Financial Planners, and Investment Counselors - Financial Articles, Members of certain advisory groups have chosen to work with their clients solely on a client paid “fee only” basis.
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• Financial Advisors, Investment Counselors, and the Financial Industry - Financial Articles
  Financial Advisors, Investment Counselors, and the Financial Industry - Financial Articles,
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• Financial Industry Product Development and Your Best Interests
  Financial research drives industry product development, but not necessarily toward the best interests of individuals Personal financial decisions seem to
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• Financial science drives industry product development, but not necessarily toward the best interests of individuals - Financ...
  Financial science drives industry product development, but not necessarily toward the best interests of individuals - Financial Advisors, Investment Counselors, and the Financial Industry > Are Your Best Interests the Same as the Financial Services Industry? - Financial Articles, Personal financial decisions seem to have become very complicated. To add to the confusion, the financial services industry develops an unending array of supposedly innovative new products. However, a large part of the complexity that individuals face results from the proliferation of repetitive financial products in a myriad of flavors with different features and different financial trade offs. What is best and right for individuals easily gets lost in the ensuing confusion.
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• Frauds and Scams by Financial and Investment Advisers - Financial Advisors, Investment Counselors, and the Financial Industr...
  Frauds and Scams by Financial and Investment Advisers - Financial Advisors, Investment Counselors, and the Financial Industry - Financial Articles, The vast majority of financial advisors and investment counselors are honest and try to serve the best interests of their clients. Unfortunately, there are wolves among the sheep, and investors should be very careful, when they use an adviser.
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• Governmental and self-regulation of the securities industry - Financial Advisors, Investment Counselors, and the Financial I...
  Governmental and self-regulation of the securities industry - Financial Advisors, Investment Counselors, and the Financial Industry > Regulation of Financial Advisors and Investment Advisers - Financial Articles, Regarding regulation of financial planners and investment advisors, the picture can sometimes be confusing. While various state and federal government entities can enforce laws, these agencies usually are not be involved in the direct management and regulation of market brokers and other financial or investment advisors.
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• How many stocks are needed for a well-diversified portfolio?
  Industry rules-of-thumb often state that 15 to 30 stocks are enough for a well-diversified portfolio. This can be very misleading. Recent studies point out
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• Many individual investors are not fooled by an ethically challenged securities industry - Financial Advisors, Investment Cou...
  Many individual investors are not fooled by an ethically challenged securities industry - Financial Advisors, Investment Counselors, and the Financial Industry > Are Your Best Interests the Same as the Financial Services Industry? - Financial Articles, Securities industry customers have very widespread concerns about being taken advantage of and being cheated. Particularly since the Internet bubble market crash, investor surveys have shown that investor distrust of the industry is high.
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• New Mutual Funds
  Noload Mutual Funds, stock and bond mutual funds, stock and bond ETFs, financial securities industry, investment mutual fund, Mutual fund companies, ETF companies, new mutual funds, new stock mutual funds, new bond mutual funds, Small mutual funds, investment fund performance, fund performance records, under performing mutual funds, mature mutual funds
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• Private certifications of financial planners and investment advisors - Financial Advisors, Investment Counselors, and the Fi...
  Private certifications of financial planners and investment advisors - Financial Advisors, Investment Counselors, and the Financial Industry > Regulation of Financial Advisors and Investment Advisers - Financial Articles, Private organizations grant and oversee the certifications or designations that financial planners and investment advisors hold. For an advisor to hold any of these designations is a matter of choice.
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• Regulation of Financial Advisors and Investment Advisers - Financial Advisors, Investment Counselors, and the Financial Indu...
  Regulation of Financial Advisors and Investment Advisers - Financial Advisors, Investment Counselors, and the Financial Industry - Financial Articles, Investment advisors and brokers are registered, licensed, and certified by a variety of federal, state, and private organizations. These articles help you to learn about adviser and broker certification and regulation.
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• Regulation of financial planners and investment advisors -- Introduction - Financial Advisors, Investment Counselors, and th...
  Regulation of financial planners and investment advisors -- Introduction - Financial Advisors, Investment Counselors, and the Financial Industry > Regulation of Financial Advisors and Investment Advisers - Financial Articles, In a series of articles, The Skilled Investor provides information on how financial planners and investment advisors are regulated and certified. These articles also provide information to help you find online background information about advisors.
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• Securities Industry Association
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• SIFMA
  Securities Industry and Financial Markets Association
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• The Biggest Personal Finance Story of the Past 30 Years - Part 3
  < <-- Go to Part 2 The Biggest Personal Finance Story of the Past 30 Years - Part 3 There is no reason to believe that industry self-regulation or
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