• Frauds and Scams by Financial and Investment Advisers - Financial Advisors, Investment Counselors, and the Financial Industr...
  Frauds and Scams by Financial and Investment Advisers - Financial Advisors, Investment Counselors, and the Financial Industry - Financial Articles, The vast majority of financial advisors and investment counselors are honest and try to serve the best interests of their clients. Unfortunately, there are wolves among the sheep, and investors should be very careful, when they use an adviser.
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• Mutual Fund Sales Loads
  Sales loads, 12b1 fees, pay financial advisors, expensive mutual funds, Front end sales loads, back end sales load, 12b1 charges, pay advisers, mutual fund investment performance, stock and bond mutual funds, front end loaded mutual funds, back end loaded mutual funds, brokerage account wrap-fees, full-service stock brokers, exchange-traded funds
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• Regulation of Financial Advisors and Investment Advisers - Financial Advisors, Investment Counselors, and the Financial Indu...
  Regulation of Financial Advisors and Investment Advisers - Financial Advisors, Investment Counselors, and the Financial Industry - Financial Articles, Investment advisors and brokers are registered, licensed, and certified by a variety of federal, state, and private organizations. These articles help you to learn about adviser and broker certification and regulation.
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