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Checking the backgrounds of individual securities brokers and advisors who sell investments - Financial Advisors, Investment Counselors, and the Financial Industry > Regulation of Financial Advisors and Investment Advisers - Financial Articles, Concerning the backgrounds of individual securities brokers and advisors who sell investment products, the National Association of Securities Dealers, Inc. NASD offers assistance in checking their backgrounds.
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Finance forums - discuss finance, mortgages, loans, credit cards, and investments
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