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  • Find the Transfer Agent for your Stock
    In many cases, you can find the transfer agent for a certain company or stock by searching the company online and selecting the Company Info tab for that company. You may also want to visit the company’s investor relations’ website, call the company directly, or ask your broker. For more information, visit Colonialstock.com.
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  • FINRA Aims to Change Three Financial Rules
    The Financial Industry Regulatory Authority (FINRA) published three regulatory notices proposing amendments to three of their rules regarding capital formation, corporate financing, and safe harbor, respectively. The first notice describes FINRA as a self-regulatory organization (SRO) with primary emphases on “investor protection” and “market integrity,” while striving to create and empower “vibrant capital markets. For more information, visit Colonialstock.com.
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