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<description>Info about a link</description>
<item><title>FINRA Registration Update</title>
<link>https://www.quadrantregulatory.com/finra-registration-update</link>
<description>In response to SEC amendments adopted on August 23, 2023, the Financial Industry Regulatory Authority (FINRA) has proposed a short-form membership application process. The SEC amendments made some changes, including removing the gross income exemption, which had previously allowed firms to trade with other broker-dealer firms for their own account.</description>
<category domain="http://netvouz.com/kevinrights?category=6295820138975154380"></category>
<author>kevinrights</author>
<pubDate>Tue, 30 Jul 2024 10:07:43 GMT</pubDate>
</item><item><title>FINRA Registration Update</title>
<link>https://www.quadrantregulatory.com/finra-registration-update</link>
<description>Stay Ahead with Quadrant Regulatory&#39;s FINRA Registration Update Services. Navigate regulatory changes seamlessly as they ensure your compliance is up-to-date. Trust their expert guidance to streamline the Finra registration process, keeping you informed and in compliance with the latest industry standards.</description>
<category domain="http://netvouz.com/kevinrights?category=6295820138975154380"></category>
<author>kevinrights</author>
<pubDate>Fri, 02 Feb 2024 06:49:29 GMT</pubDate>
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