Netvouz / bigbucket / tag / compliance http://netvouz.com/bigbucket/tag/compliance?feed=rss&pg=1 bigbucket's bookmarks tagged "compliance" on Netvouz Compliance Laws - Investment Advisers Act of 1940 IAA 1940 - Hedge fund http://www.athenaarchiver.com/compliance/iaa1940.html Compliance Laws summary of the Investment Advisers Act of 1940 (IAA 1940) for the Hedge fund industry. From Internet Explorer > Favorites > legal > regulatory-compliance bigbucket Fri, 12 Oct 2007 14:56:50 GMT Compliance Laws - National Association of Securities Dealers - NASD 3010 - Email Archiving http://www.athenaarchiver.com/compliance/nasd-3010.html Compliance Laws summary of National Association of Securities Dealers (NASD 3010 ) Email Archiving Law From Internet Explorer > Favorites > legal > regulatory-compliance bigbucket Fri, 12 Oct 2007 14:56:50 GMT Compliance Laws - OCC Advisory - Electronic Record Keeping - Email Archiving http://www.athenaarchiver.com/compliance/OCCAdvisory.html From Internet Explorer > Favorites > legal > regulatory-compliance bigbucket Fri, 12 Oct 2007 14:56:50 GMT Compliance Laws - Pharmaceutical - FDA 21 CFR Part 11 - - Pharma Compliance -Email Archiving http://www.athenaarchiver.com/compliance/fda21.html Compliance Laws - Pharmaceutical - FDA 21 CFR Part 11 - Email Archiving From Internet Explorer > Favorites > legal > regulatory-compliance bigbucket Fri, 12 Oct 2007 14:56:50 GMT Compliance Laws - Securities - SEC 17a-4 - NASD 3010 - Email Archiving http://www.athenaarchiver.com/compliance/securities.html From Internet Explorer > Favorites > legal > regulatory-compliance bigbucket Fri, 12 Oct 2007 14:56:50 GMT Compliance Laws - The Financial Modernization Act of 1999 - FMA - Email Archiving http://www.athenaarchiver.com/compliance/fma-1999.html From Internet Explorer > Favorites > legal > regulatory-compliance bigbucket Fri, 12 Oct 2007 14:56:50 GMT Compliance Laws - The Investment Dealers Association of Canada - IDA 29.7 - Email Archiving http://www.athenaarchiver.com/compliance/ida297.html From Internet Explorer > Favorites > legal > regulatory-compliance bigbucket Fri, 12 Oct 2007 14:56:50 GMT Compliance Laws - The Sarbanes Oxley Act of 2002 - SOX - Accounting http://www.athenaarchiver.com/compliance/accounting.html From Internet Explorer > Favorites > legal > regulatory-compliance bigbucket Fri, 12 Oct 2007 14:56:50 GMT Compliance Laws - US Securities and Exchange Commission - SEC 17a-4 - Email Archiving http://www.athenaarchiver.com/compliance/Sec17a-4.html US Securities and Exchange Commission Email Regulaltory Compliance using email archiving. From Internet Explorer > Favorites > legal > regulatory-compliance bigbucket Fri, 12 Oct 2007 14:56:50 GMT Compliance Week A Weekly Newsletter On Corporate Governance, Risk And Compliance http://www.complianceweek.com/ A Weekly Newsletter On Corporate Governance, Risk And Compliance From Internet Explorer > Favorites > legal > regulatory-compliance bigbucket Fri, 12 Oct 2007 14:56:50 GMT